基于属性提示与原型对齐的无源开集领域自适应方法
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公安部科技计划 (2022JSM08)


Source-free Open-set Domain Adaptation Method Based on Attribute-prompting and Prototype Alignment
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    摘要:

    无源开集领域自适应(source-free open-set domain adaptation, SF-OSDA)旨在源域数据不可访问的情况下, 使模型在目标域中既能保持对已知类别的判别能力, 又能对未知类别样本进行识别与区分. 现有SF-OSDA方法虽引入了对未知类别的建模与识别机制, 但其探索依然局限于单一视觉特征空间内部, 未能有效利用未知类别所蕴含的深层语义信息, 难以对语义复杂或跨域变化剧烈的未知类别进行可靠建模, 进而限制了模型在复杂真实场景中的泛化能力. 针对上述问题, 本文提出了一种基于属性提示与原型对齐的无源开集领域自适应方法, 利用多模态视觉-语言模型CLIP的强大语义对齐能力. 一方面, 通过构建细粒度类别属性提示来增强CLIP模型的零样本识别能力, 使得模型能够更精准地捕捉目标域各类别样本的语义特征; 另一方面, 为了实现视觉空间与语义空间的结构化对齐以及对已知类别的精准识别与未知类别的有效区分, 提出基于原型对齐的联合优化策略, 通过联合源模型与CLIP的预测构建已知类语义原型和未知类聚类原型, 并基于样本与原型的相似性动态更新伪标签, 同时利用原型对比损失强化类内聚合与类间分离. 实验结果表明, 本文方法在多个标准数据集(Office-31、Office-Home、VisDA-2017)上的表现均优于现有SF-OSDA方法, 证明了其在无源开集场景中的有效性和泛化能力.

    Abstract:

    Source-free open-set domain adaptation (SF-OSDA) aims to maintain the model’s discriminative ability on known classes while recognizing and distinguishing unknown class samples in the target domain when source domain data is inaccessible. Although existing SF-OSDA methods have introduced mechanisms to model and identify unknown classes, their exploration remains confined to a single visual feature space and thus fails to effectively leverage the deep semantic information inherent in unknown classes. As a result, these methods struggle to reliably model unknown classes with complex semantics or large cross-domain variations, which in turn limits their generalization capability in complex real-world scenarios. To address this issue, this study proposes a source-free open-set domain adaptation method based on attribute prompting and prototype alignment, which leverages the strong semantic alignment capability of the multimodal vision-language model CLIP. On the one hand, by constructing fine-grained class attribute prompts, the zero-shot recognition ability of the CLIP model is enhanced, allowing the semantic features of samples from different classes in the target domain to be captured more accurately. On the other hand, to achieve structured alignment between the visual space and the semantic space, as well as precise recognition of known classes and effective distinction of unknown classes, a joint optimization strategy based on prototype alignment is proposed. By jointly leveraging predictions from the source model and CLIP, semantic prototypes for known classes and clustering-based prototypes for unknown classes are constructed, and pseudo-labels are dynamically updated based on the similarity between samples and prototypes. In addition, a prototype contrastive loss is employed to reinforce intra-class cohesion and inter-class separation. Experimental results show that the proposed method outperforms existing SF-OSDA methods on multiple standard datasets (Office-31, Office-Home, VisDA-2017), demonstrating its effectiveness and generalization ability in open-set source-free scenarios.

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周颖,朱子奇.基于属性提示与原型对齐的无源开集领域自适应方法.计算机系统应用,2026,35(7):262-271

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  • 收稿日期:2025-12-18
  • 最后修改日期:2026-01-09
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  • 在线发布日期: 2026-06-03
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