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Received:December 10, 2025 Revised:December 30, 2025
Received:December 10, 2025 Revised:December 30, 2025
中文摘要: 因果解耦表征学习是从高维数据中提取具有因果语义独立性潜在因子的关键技术, 在可控生成、鲁棒分类等任务中具有重要应用价值. 现有因果解耦模型虽能通过结构化因果模型处理潜在因子间的因果关联, 但存在特征冗余抑制不足与闭环一致性缺失的问题, 从而限制了模型在医疗诊断、自动驾驶等关键领域的应用. 为解决上述问题, 本文提出一种融合闭环转录与稀疏编码的因果解耦表征学习框架, 其核心设计包括两部分: 首先, 基于最大编码率降低原则构建闭环转录机制, 通过编码器与解码器的双向博弈与动态反馈, 可有效提升解耦精准度与稳定性; 其次, 引入卷积稀疏编码层, 通过替代传统深度神经网络中的标准卷积层, 可有效剔除冗余特征. 本文在Pendulum合成数据集与CelebA真实数据集上进行了广泛的实验, 在Penulum数据集上样本效率达99.11%, CelebA数据集上样本效率达99.32%. 实验结果表明, 该框架在下游任务样本效率及分布鲁棒性上优于现有方法, 为因果解耦表征的实际应用提供了更优方案.
Abstract:Causal disentangled representation learning is a key technique for extracting causally independent latent factors from high-dimensional data, with important applications in tasks such as controllable generation and robust classification. Although existing causal disentangled models can capture relationships among latent factors using structural causal models, they often suffer from insufficient suppression of feature redundancy and a lack of closed-loop consistency, thus limiting their application in critical fields such as medical diagnosis and autonomous driving. To address these issues, this study proposes a causal disentangled representation learning framework integrating closed-loop transcription and sparse coding. Its core design includes two parts. First, a closed-loop transcription mechanism is constructed based on the principle of maximal coding rate reduction. The bidirectional interaction and dynamic feedback between the encoder and decoder effectively improve disentanglement accuracy and stability. Second, a convolutional sparse coding layer is introduced to replace standard convolutional layers in traditional deep neural networks, effectively reducing feature redundancy. Extensive experiments are conducted on the Pendulum synthetic dataset and the CelebA real-world dataset. The sample efficiency reaches 99.11% on the Pendulum dataset and 99.32% on the CelebA dataset. Experimental results show that the proposed framework outperforms existing methods in terms of sample efficiency and distributional robustness in downstream tasks, providing a superior solution for the practical application of causal disentangled representations.
keywords: closed-loop transcription (CTRL) sparse coding disentangled representation learning distribution robustness sample efficiency
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基金项目:宁夏自然科学基金 (2025AAC030154)
引用文本:
苏晨杨,刘进锋.闭环转录与稀疏编码融合驱动的因果解耦表征学习.计算机系统应用,2026,35(8):24-38
SU Chen-Yang,LIU Jin-Feng.Causal Disentangled Representation Learning Driven by Fusion of Closed-loop Transcription and Sparse Coding.COMPUTER SYSTEMS APPLICATIONS,2026,35(8):24-38
苏晨杨,刘进锋.闭环转录与稀疏编码融合驱动的因果解耦表征学习.计算机系统应用,2026,35(8):24-38
SU Chen-Yang,LIU Jin-Feng.Causal Disentangled Representation Learning Driven by Fusion of Closed-loop Transcription and Sparse Coding.COMPUTER SYSTEMS APPLICATIONS,2026,35(8):24-38

